It’s long been a cliché that if you look around the trading floor of an investment bank, you’ll see a lot more men than women – in trading roles, at least. However, if you look at the compliance function that polices […]
Tag: compliance
FinTech Trends 2020
With PWC predicting that 28% of Banking and Payments companies will be ‘at risk’ in 2020, the ‘adapt or die’ mantra has never been truer. We pinpoint some of the significant trends that will continue to shape the Financial […]
“I was a Singaporean banker but now I work in compliance. I have no regrets”
Until early last year, I was in a front-office senior leadership role at one of the three big local Singaporean banks. That was when I was called up by the CEO and told: “We have a problem with our compliance […]
Citadel taps top SEC enforcer for chief compliance officer role
Citadel has hired a top enforcer from the Securities and Exchange Commission (SEC) as its new chief compliance officer as it continues to build one of the biggest legal and compliance teams in the hedge fund sector. David Glockner, who […]
Compliance might not be sexy, but there’s nowhere I’d rather work in banking. Here’s why.
Compliance jobs in investment banks are never as sought-after as front office roles, but as someone who’s worked in J.P. Morgan’s middle office for over three years, I’d say that anyone who’s dismissive of these positions is missing out. Despite […]
Compliance Confidence
Dramatic changes to compliance regulations in China have created growing uncertainty for multinationals already grappling with an increasingly volatile global market. That’s the bad news. The good news is that companies with strong leadership, cultures built on integrity, and effective […]
This is what your compliance salary and bonus should be in Singapore
Compliance jobs have been increasingly sought after in Singapore since the financial crisis as banks staff up to help tackle a growing global and local regulatory burden. As a result, compliance professionals in the city state are often able to move […]
Seven reasons why compliance candidates want new jobs
If you work in compliance in Hong Kong or Singapore you remain in high demand, unless you have a particularly bad recent track record of job hopping. Banks in Asia continue to hire apace in your function (around 12% of all […]
Banques, cabinets conseil, institutions : où travailler dans la compliance ?
Vous êtes spécialisés dans la compliance et souhaitez faire carrière dans ce métier ? Sachez que de nombreuses opportunités de carrière existent, principalement en banque et dans les cabinets conseil, mais pas seulement. Grandes entreprises, sociétés de gestion et autres hedge […]
The two most important women at Deutsche Bank
Compliance and regulatory matters may not be the sexiest area of finance, but when it comes to Deutsche Bank’s new management structure, they’re a central and overlooked component. Anyone with a sniff of any scandal that has affected the bank, […]
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